Audit & Assurance Services

The numbers your lenders, investors, and board rely on are only as credible as the firm behind them. Springline's audit and assurance practice delivers independent, senior-led engagements, rigorous enough to satisfy the most demanding stakeholders, and precise enough to give your team an accurate, defensible view of the business.

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Event | May 3-6, 2026

Hear our CEO, Tim Brackney speak at BDO Evolve ⟶

Webinar | April 10, 2025

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Springline Advisory, LLC and its affiliates are not licensed CPA firms and do not provide attest services. Attest services are provided by independent licensed CPA firms operating in an alternative practice structure with Springline Advisory, LLC or one of its affiliates.

Team reviewing financial records and audit documentation

Clean Books. Clear Picture.

For most middle-market organizations, the annual audit is treated as a compliance obligation. It’s a process to manage, a deadline to meet, and a report to file. What it rarely gets treated as is what it actually is: one of the clearest windows into the financial health, operational integrity, and control environment of your business.

The quality of that window depends entirely on who's looking through it.

Springline's audit and assurance practice brings together independent and deep industry experience, a senior-led engagement model, and hands-on approach that produce audits worth relying on. We’re recognized for proactive communication throughout, so the process is efficient for your team and the findings are meaningful for everyone who relies on them.

Our Audit & Advisory Services

Independent verification and reporting that stakeholders trust.

Financial Statement Audits ⟶

Comprehensive financial statement audits that meet regulatory requirements and provide assurance to lenders, investors, boards and stakeholders.

Financial statement audits
Single audits (Uniform Guidance)
Compliance audits

Agreed-Upon Procedures ⟶

Customized engagements focused on specific accounts, processes, or compliance requirements based on your needs.

Royalty audits
Compliance testing
Due diligence support

Compilation & Review Services ⟶

Preparation and presentation of financial statements based on management’s information, without assurance or verification.

Limited assurance engagements that provide comfort to users without the scope of a full audit; ideal for privately-held companies.

Compiled financial statements
Management-Use financials
Preparation services
Financial statement reviews
Interim reviews
Special purpose reviews

SOC Reporting ⟶

System and Organization Controls examinations that demonstrate your organization's commitment to security, availability, and data protection.

SOC 1 (ICFR controls)
SOC 2 (Trust Services Criteria)
SOC for Cybersecurity

Employee Benefit Plan Audits ⟶

DOL-required audits for retirement plans that protect plan participants and keep your organization in good standing.

401(k) and 403(b) audits
Defined Benefit Plan audits
ESOP audits

HUD Compliance ⟶

Specialized audits and reporting that demonstrate accountability and proper fund use for organizations participating in federal housing programs.

HUD and related compliance audits
Tax return preparation
Financial report submission through the Real Estate Assessment Center (REAC)

In Their Own Words

Results are one thing. Relationships are another. At Springline, we work hard to earn both. Here’s what our clients say.

The team at Springline is outstanding, which is why I have worked with them over the last five years. They are extremely knowledgeable and always reply quickly to any questions. In addition, they always provide a very quick turnaround on the reports we need to keep moving forward. The team has truly been five-star teammates!

Jim Kelly | Community National Bank

News & Insights

View All News & Insights ⟶

News

Springline Kansas City Named a Fortune Best Workplace in Consulting & Professional Services™

Springline Kansas City Named a Fortune Best Workplace in Consulting & Professional Services™ ⟶

Insights

A Statewide Win: Heart of America Mega Site Takes Home Missouri’s Highest Economic Development Award

Strategic planning and statewide collaboration that turned one country’s vision into a development‑ready mega site. ⟶

Insights

Andrew Fox

Partner

Rochester

Chris Johnston

Partner

Rochester

David Motes

Partner

Redmond

Shelley Mattaliano

Managing Partner

Indianapolis

Tom Smith

Partner

Rochester

Kari Wolff

Partner

Kansas City

Doug Zimmerman

Partner

Rochester

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Confidence Starts With Clarity

A clean audit report isn't a finish line. It's your foundation. For lenders evaluating your next financing. For investors assessing your business. For boards governing your organization. For regulators reviewing your compliance. Springline's audit & assurance team brings trusted, independent experts to your engagement, assisting every stakeholder with the clear picture they need and providing your leadership with solid ground to stand on.

Let’s Take a Closer Look